EPSTEIN
page 2 / 311 . OCR, unverified
638.168.038.74
(2,478,519.62)
(3,726,224.93)
(29,936,326.07)
Total Outflows
TRADE ACTIVITY
(62,478,619.62)
(633,664,661.00)
Settled Sales/Maturities/Redemptions
1,469,796.42
35,043,766.55
Settled Securities Purchased
(4,404,000.00)
(42224,058.00)
Total Trade Activity
(62,934,203.68)
(67,280,201.45)
Ending Cash Balance
$2,850,597.46
• Year to date information is calculated on a calendar year basis
" Your account's standing instructions use a FIRST IN, FIRST OUT method for relieving assets from your position
JP Morgan
Account
Page 16 of 22
Page 19 of 35
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00014961
SDNY_GM_00284159
EFTA01492290
--- SOURCE: IMAGES__0104__EFTA01492291.txt ---
METADATA_SOURCE: IMAGES0104
METADATA_FILENAME: EFTA01492291.pdf
----------------------------------------
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 7/1/11 to 7/31/II
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Settle Date
Type
Description
Cori
Quant0y
Per Unit
Amount
Amount
Selection Method
7/1
7/8
Interest Income
DEPOSIT SWEEP INTEREST FOR JUNE re .03% RATE ON
NET AVG COLLECTED BALANCE OF $5,201,542.83 AS
OF 07/01/11
128 27
Receipt of Assets
CORN LONG FORWARD CONTRACT 2.041.825.00 USD
NOTIONAL 67.00 NOTIONAL CONTRACTS (335K BSH)
6.095 FORWARD RATE 12/02/2011 MATURITY DEAL
40996151 COMMODITY FORWARD JPMORGAN CHASE BANK
TRADE DATE 07/06/11 (ID: CFCONT-GJ-3)
1.000
0.01
7/8
Accrue.] Int Paid
WACHOVIA CAPITAL TRUST III VAR RATE DEC 31 2049
DM 2/1/2006 (2 93.50 JP MORGAN SECURMES I.LC
(BIDL) TRADE DATE 07/05/11 (ID: 92978A-AA-0)
2,000,000.000
0.00
0.004
(7,118.84)
7/12
Mise Disbursement
FUNDS TRANSFERRED FROM ASSET AC/
TO
ODA AC.9
AS REQUESTED
(1,000,000.00)
7/13
Mise Receipt
LONG TOTAL RETURN SWAP 3,008,270.00 USD
NOTIONAL BP MAT NOV 16 2011 DEAL maws SWAP
UNWIND (ID: SWPBDG-UX-5)
119,001.84
7/15
Receipt of Assets
CORN SHORT FORWARD CONTRACT 2.274.850.00 USD
NOTIONAL 67.00 NOTIONAL CONTRACTS (335K BSH)
6.79 FORWARD RATE 12/02/2011 MATURITY DEAL
41129331 COMMODITY FORWARD CLOSEOUT TRADE DATE
07/13/11 (ID: CFCONT-GM.6)
1.000
0.01
7/18
Free Delivery
FIFO
LONG TOTAL RETURN SWAP 3,006,270.00 USD
NOTIONAL BP MAT NOV 162011 DEAL 5958346 SWAP
UNWIND TRADE DATE 07/08/11 AS OF 07/13/11
(ID: SWPBDG-UX-5)
(71,000.000)
0.00
it ODD COO CO
7/20
Mrsc Disbursement
FUNDS TRANSFERRED FROM ASSET AP/
TO
ODA ACir
AS REQUESTED
J.P.Morgan
Account
Page 17 of 22
Page 20 of 35
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-000 14962
SDNY_GM_00284160
EFTA01492291
--- SOURCE: IMAGES__0104__EFTA01492292.txt ---
METADATA_SOURCE: IMAGES0104
METADATA_FILENAME: EFTA01492292.pdf
----------------------------------------
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 7/1/II to 7/31/11
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
Description
Quantity
Cog
Per Unit
Amount
Amount
7/20
Misc Disbursement
TRANSFERRED BY WRE TO AMEGY BANK NATIONAL
ASSOCIATION FAO SUSMAN GODFREY LLP OPERATING AC
MATTER 011585 JUNE INVOICE AND JULY DEPOSIT
(478,519 62)
Total Inflows & Outflows
TRADE ACTIVITY
Note
S indicates Short Term Realized Gain/Loss
' Settled transaction was initiated in prior statement period and settled in current statement period
(S2.366.506.35)
Trade Date
Type
Description
Quantity
Per Unit
Amount
Proceeds
Tax Cost
Realized
Gaintoss
Settle Date
Selection Method
Settled Sales/Maturities/Redemptions
6,28
Sale
ENBRIDGE ENERGY PARTNERS L P UNIT OF UNITED
(2,000.000)
29.783
59566.85
(60.000.00)
(433.15) S'
7/1
FIFO
PARTNERSHIP INTO 29.834 59,668.00 BROKERAGE
100.00 TAX 8/OR SEC 1.15 J.P. MORGAN SECURITIES
LLC (ID: 29250R-10-6)
6/29
Sale
PARTNERRE LTD PFD SER E . 25.00944312,618.00
(12,500.000)
24.959
311,986.99
(312,500.00)
(513.01) S'
7/5
FIFO
BROKERAGE 625.00 TAX 8/OR SEC 6.01 J.P. MORGAN
SECURITIES LLC (ID: G68603-50-8)
6/29
Sala
HOMEAWAY INC (a 38.768 29,076.00 BROKERAGE
(750.000)
38.834
28,975.44
(20,250.00)
8,725.44 S'
7/5
FIFO
100.00 TAX 8/OR SEC .56 J.P. MORGAN SECURITIES
LLC (ID: 437390-10-0)
7/1
Sale
FIRST REPUBLIC BANK SAN FRAN e 31.36777
(2,250.000)
31.317
70,463.62
(71,437.50)
(973.88) S
7/7
FIFO
70,577.48 BROKERAGE 112.50 TAX 8/OR SEC 1.36
J.P. MORGAN SECURITIES LLC (ID: 33616C-10-0)
JP Morgan
Account
Page 18 of 22
Page 21 of 35
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00014963
SDNY_GM_00284161
EFTA01492292
--- SOURCE: IMAGES__0104__EFTA01492293.txt ---
METADATA_SOURCE: IMAGES0104
METADATA_FILENAME: EFTA01492293.pdf
----------------------------------------
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 7/1/I1 to 7/31/I I
Trade Date
Type
Descripdon
Quantity
Per Unit
Amount
Market Cost
Sett '.e Date
Settled Securities Purchased
6/28
Purchase
7/1
ENBRIDGE ENERGY PARTNERS L P UNIT OF UMITED
PARTNERSHIP INT O 30.00 J.P. MORGAN SECURITIES